Outcomes
By the end of this training course, trainee will be able to :
- Identify intersections of GRC and analysis of global changes to both prudential and conduct regulation and how he / she need to work to develop robust compliance practices and procedures within the organization.
- Apply the best practice in GRC to identify, analyze, and resolve current issues whilst building a dynamic future system.
Target Group
- All trainees who seek understanding of the growing significance of regulation and the need for Compliance, including:
- Compliance professionals .
- Regulators .
- Legal, Audit, Risk, Operations and IT specialists .
- Compliance Officers/Managers and their Deputies .
- Managers with responsibility for internal compliance controls .
- Professionals Risk Managers .
- Legal Advisers and Lawyers.
Contents
- Legislations and the global regulatory environment .
- Internal governance and compliance structure .
- Risk environment for FIs .
- Types of risks and controls.
- Risk assessment.
- Risk Matrix .
- Compliance functions/ program .
- Compliance with risk-based approach .
- GRC and compliance monitoring program .
- Governance, risk and compliance (GRC) framework .
- Recent regulations or trends in compliance.
- Development of RegTech, RiskTech and DataTech .
